Legal

Legal Information, Terms of Use, and Privacy Statement

You are currently connected to the "www.aeolianadvisors.com" website. This site is the exclusive property of Aeolian Advisors Corporation (also referred to as "Aeolian Advisors").

Aeolian Advisors Corporation is incorporated under the laws of the State of New York, and is a registered investment advisor regulated by the State of New York. Aeolian Advisors Corporation is a FINRA member firm. A copy of the firm's brochure may be obtained by email from contact@aeolianadvisors.com.

Bruce D. Forrest, MB,BS, MD, MBA, President, is the owner and sole Investment Advisor Representative with the firm. Dr. Forrest is also owner of the consulting firm, B D Forrest & Company, Inc. and is compensated for participating in non-securities activities (eg, consulting and advising on licensing and partnering activities for pharmaceutical or medical device product development) involving small and emerging growth biopharmaceutical and medical device companies. More information on the role of B D Forrest & Company can be found at www.forrestnewyork.com.

Dr. Forrest also provides investment banking services in the role of Vice President - Investment Banking to Young America Capital, LLC as a registered representative (independent contractor) and may be compensated for participating in securities related activities as a placement agent for client life science oriented firms contracted with Young America Capital, LLC. More information concerning Young America Capital, LLC may be obtained from their website at www.yacapital.com.

The address for all correspondence to Aeolian Advisors is:

PO Box 444

Nyack, NY 10960-0444

USA.

The website is hosted by domain.com.

General Conditions of Use

Introduction

All materials are the property of Aeolian Advisors Corporation.

The purpose of this site is to provide information about Aeolian Advisors. Visits to the site are governed by the applicable regulations and these conditions of use.

Disclaimer concerning the products and services presented on the site

No information published on this site constitutes or should be construed as constituting an offer by Aeolian Advisors to sell any banking, insurance or other services, or an offer or the solicitation of an offer to purchase or sell securities or any other investment products. The site content is provided for information only. Users are advised to check the information and to use it only for appropriate purposes. Aeolian Advisors has no responsibility for any use made of the information presented on the site.

The sale of the products and services presented on this site may be subject to restrictions applicable to certain potential buyers or in certain states and countries. None of the products or services presented on this site will be supplied by Aeolian Advisors to any potential buyer in breach of the laws of the potential buyer's state or country of origin or any other country whose laws apply to the potential buyer. Visitors should check that they are authorized to visit this site under the laws of the country where the connection is established.

Aeolian Advisors makes every effort to ensure that the information presented on the site is correct and up to date. The content of the site may be corrected at any time, without notice. Aeolian Advisors cannot and does not guarantee that the information provided is complete and that it has not been altered by a hacker or due to a virus. Aeolian Advisors accepts no responsibility for any errors or omissions in the information provided.

Access to this website is based on current service levels and Aeolian Advisors has no responsibility for any transmission problems or for any network breakdowns.

Aeolian Advisors does not give any explicit or implicit guarantee concerning the website. In particular, Aeolian Advisors does not guarantee that this website meets or will meet the current or future needs of visitors, that uninterrupted access to the site will be maintained, that the information presented on the site is relevant, reliable and free of errors, or that any results obtained by using this website are accurate and reliable.

Aeolian Advisors does not guarantee the quality and/or the legality of any content not created by Aeolian Advisors and will not accept any liability for any claims, lawsuits or appeals initiated by any third party on the grounds of the third party's exclusive rights over said content and/or its use or on any other grounds.

No verbal and/or written advice or information and no video advice or information obtained from this website shall give rise to any guarantees or liability except as explicitly mentioned.

Terms of Use

The terms and conditions listed below, as well as any other law or regulation that applies to Aeolian Advisors' site, the Internet or the World Wide Web, apply to all Aeolian Advisors' site users.

You may download material displayed on the site for noncommercial, personal use only provided you also retain all copyright and other proprietary notices contained on the materials. You may not: download material displayed on the site for any purposes; distribute, modify, transmit, reuse, re-post, or use the content of the site for public or commercial purposes, including any text or images, without the written permission of Aeolian Advisors.

By accessing and browsing this site, you accept, without limitation or qualification, all Terms and Conditions of Aeolian Advisors.

Terms and Conditions of Use

1. The user recognizes and acknowledges that Aeolian Advisors is: neither a broker nor a dealer as defined in Sections 3(a)(4) & 3(a)(5) of the Securities Exchange Act (1934) as amended.

2. All materials on this site are copyrighted and may not be used except as provided in these Terms and Conditions without the written permission of Aeolian Advisors.

3. The user shall use the Aeolian Advisors' website for lawful purposes only. The user shall not post or transmit through·the Aeolian Advisors website any material that violates or infringes in any way upon the rights of others, that is unlawful, threatening, abusive, defamatory, invasive of privacy or publicity rights, vulgar, obscene, profane or otherwise objectionable, that encourages conduct that would constitute a criminal offense, give rise to civil liability or otherwise violate any law, or that, without Aeolian Advisors's express prior approval, contains advertising or any solicitation with respect to products or services.

4. Any personal data (for example, your name, address, telephone number, or email address) you transmit to the site by electronic mail or otherwise, will be used by Aeolian Advisors in accordance with Aeolian Advisors' privacy policy. Any other communication or material you transmit to the site, such as questions, comments, suggestions, or the like, will be treated as nonconfidential and nonproprietary.

5. Under no circumstances, including, but not limited to, negligence, shall Aeolian Advisors, its subsidiaries or affiliates be liable for any direct, indirect, incidental, special or consequential damages that result from the use of, or the inability to use, Aeolian Advisors' materials, products, or services, third-party materials, products or services made available through Aeolian Advisors, or any part of Aeolian Advisors' services. The user specifically acknowledges and agrees that Aeolian Advisors is not liable for any defamatory, offensive, or illegal conduct of any user.

6. Images of people or places displayed on the site are either the property of, or used with permission by, Aeolian Advisors. The use of these images by the user, or anyone else authorized by the user, is prohibited unless specifically permitted by these Terms and Conditions or specific permission provided elsewhere on the site. Any unauthorized use of the images may violate copyright laws, trademark laws, the laws of privacy and publicity, and communications regulations and statutes.

7. The trademarks, logos, and service marks (collectively the "Trademarks") displayed on the site are registered and unregistered Trademarks of Aeolian Advisors, and others. Nothing contained on the site should be construed as granting, by implication, estoppel, or otherwise, any license or right to use any Trademark displayed on the site without the written permission of Aeolian Advisors, or such third party that may own the Trademarks displayed on the site. Your use of the Trademarks displayed on the site, or any other content on the site, except as provided in these Terms and Conditions, is strictly prohibited. You are also advised that Aeolian Advisors will aggressively enforce its intellectual property rights to the fullest extent of the law, including criminal prosecution.

8. Aeolian Advisors web site contain or may contain links to other sites whose information practices may be different from Aeolian Advisors'. Users should consult the other site's privacy notices, as Aeolian Advisors makes no warranties regarding the information that is submitted to, or collected by these other sites.

9. Software and other materials from this site may also be subject to United States Export Control. The United States Export Control laws prohibit the export of certain technical data and software to certain territories. No software from this site may be downloaded or exported (1) into (or to a national or resident of) Cuba, Iraq, Libya, North Korea, Iran, Syria, or any other country to which the United States has embargoed goods; or (2) anyone on the United States Treasury Department's list of Specially Designated Nationals or the U.S. Commerce Department's Table of Deny Orders. Aeolian Advisors does not authorize the downloading or exportation of any software or technical data from this site to any jurisdiction prohibited by the United States Export laws.

10. Aeolian Advisors may at any time revise these Terms and Conditions by updating this posting. You are bound by any such revisions and should therefore periodically visit this page to review the then current Terms and Conditions to which you are bound.

Privacy Statement

Please read the following policy for further details as to the types of information collected through the Aeolian Advisors website, including personal information, and how it is treated.

Information Collected by Partnering Japan Website

Aeolian Advisors indirectly collects a variety of information pertaining to use of its websites. One type of this information is that which is related to site traffic volume and patterns, such as the number of visitors to a given site or page on a daily basis. This type of indirectly collected information is gathered through various means, such as an IP address, which is a number that is automatically assigned to your computer whenever you are surfing the Web. Web servers, the computers that "serve up" Web pages, automatically identify your computer by its IP address. When you visit a page from Aeolian Advisors, our servers may log your computer's IP address. Only designated administrators can access this information, and it is used only for administrative and planning purposes to meet the needs of our users, such as to improve the content of the site and to customize the content and/or layout of the site for individuals or groups of users. Other types of indirectly collected information may be stored in "cookies." Cookies are small files of electronic information that a website can transfer to a visitor's hard drive to help that visitor while on the site. At this time, the Aeolian Advisors web site does not use cookies.

We may use third-party advertising companies to serve ads on our behalf. These companies may use cookies and action tags to measure advertising effectiveness. Any information that these third parties collect via cookies and action tags is completely anonymous.

Information Collected Directly

Aeolian Advisors also collects information that is voluntarily provided by site visitors, such as a name or an email address. When Aeolian Advisors collects this type of information, we will notify you as to why we are asking for the information and how it will be used. It is entirely your decision to provide the requested information. Such personal data is collected when a site visitor registers with a site or requests Web services. This information is kept totally confidential, and will be used only to contact you. You may choose to have this information removed at any time. Aeolian Advisors will never barter, trade, or sell access to our database of registered users.

Correcting and Changing User Information and Preferences

If you are receiving email communications from Aeolian Advisors but wish to discontinue this service, you may request to do so at any time by emailing us at contact@aeolianadvisorscom.

Information Security

Aeolian Advisors' employees understand the need for user privacy, and we maintain strict security procedures to protect your information. Access to user data is strictly limited to specific individuals who are trained to respect user privacy. The access given to these employees is restricted to their need of such information for business reasons.

Third-Party Information Storage

Some information is stored for Aeolian Advisors by authorized third-party companies. These companies are carefully selected by Aeolian Advisors. We limit such third parties in their access to and use of your personal information, and like Aeolian Advisors, they will never barter, trade, or sell access to your information.

Links to Other Sites

The Aeolian Advisors' website may contain links to sites owned and/or operated by other organizations, and the privacy policies of those sites may differ from that of Aeolian Advisors. These sites may collect data and make use of it in ways that Aeolian Advisors does not. We encourage you to review the privacy policies posted on all third-party sites

Notice to California Residents - Your California Privacy Rights

Under California Civil Code Section 1798.83 (known as the "Shine the Light" law), Aeolian Advisors clients who are residents of California may request and obtain from us once a year, free of charge, information about the personal information (if any) we disclosed to third parties for direct marketing purposes in the preceding calendar year.·

Please note that BAeolian Advisors discloses no personal information to any third party for direct marketing purposes.

Transfer of Information to the United States

In accessing the Aeolian Advisor's website, you may be transferring personal data that is used by Aeolian Advisors for statistical, administration, or marketing purposes. In using the Aeolian Advisors site you consent to having your information transferred to and processed in the United States or any other country in which Aeolian Advisors is located. If Aeolian Advisors seeks to collect any additional personal data, you will be informed of the proposed uses of that data and asked for your consent.

Policy Updates

Aeolian Advisors reserves the right to change the policy on use of information collected at any time.